Where, as here, the jurors do not rely on extraneous materials or evidence, or conduct an improper experiment, is it misconduct for them to reject and correct what appeared to the jurors to be an expert's formulaic miscalculation of the anticipated yield of an indoor marijuana garden? The trial court answered "yes," and granted defendant Eric Anthony Engstrom's motion for a new trial based on juror misconduct. We disagree.
Defendant was charged with possession of marijuana for sale (Health & Saf. Code, § 11359) and cultivation of marijuana (Health & Saf. Code, § 11358), with enhancements for being armed in the commission of both offenses (Pen. Code, § 12022, subd. (a)(1)). A jury found defendant not guilty of possession for sale, found him guilty of the cultivation charge, and concluded the firearm allegation was not true.
The trial court granted defendant's motion for a new trial based on juror misconduct. The People appeal the trial court's order granting a new trial, contending the ruling is based on mere evidentiary errors and not juror misconduct. We reverse the trial court's order.
On February 20, 2009, officers from the Nevada County Narcotics Task Force executed a search warrant on defendant's home. Officers found a sophisticated marijuana growing operation in the basement with 75 marijuana plants in three U-shaped tubes, each tube containing 25 plants.
In the course of the search, the officers found three out-of-date medical marijuana recommendations issued to defendant, with the most recent authorizing him to use up to two ounces of marijuana a week.
The master bedroom contained a digital scale in the closet and a loaded.357-caliber Ruger revolver in defendant's top dresser drawer. There were two envelopes in the dresser, one with $14,450 in cash and another with $950 in cash. Two more envelopes, containing, respectively, $333.70 and $1,190 in cash, were in a second dresser.
Nevada County Sheriff's Sergeant William Smethers testified that an average yield for an indoor marijuana plant was one-quarter to one-half a pound of cola. Indoor marijuana plants could be harvested more than once a year, with a 90- to 120-day cycle presenting the highest yield. In his expert opinion, the money seized was the proceeds of illegal drug trafficking, and defendant was selling marijuana.
Officers seized a total of 1,141.11 grams
The Nevada County guidelines permit a qualified medical marijuana patient to possess up to two pounds of marijuana cola with a physician's recommendation, or more, if the physician prescribes a larger quantity. The
In December 2005, Nevada County Deputy Sheriff Jesse King inspected defendant's home for marijuana. There were 28 plants growing indoors and three medical recommendations were posted. The operation appeared legal and an informational report was written.
Dr. Stephen Bannister treated defendant since 1999 for persistent and chronic conditions treatable with marijuana. He would see defendant approximately once a year and renewed the recommendations as appropriate. He had not seen defendant for over a year before the February 20, 2009, search. However, defendant saw the physician's assistant four days after the search and got a new recommendation for medical marijuana. Dr. Bannister would have renewed the medical marijuana recommendation if defendant had sought one before the search.
Mona Colomb worked in defendant's restaurant as a waitress and manager. They began a relationship, and she was living with him at the time of the search. The business was failing in November of 2008, so the accountant recommended defendant put aside cash from the business to pay critical expenses. Defendant first kept the cash in the business safe until the restaurant closed in early 2009, and he took the cash home. Colomb also had cash in two envelopes when the house was searched—$333 of her daughter's pay and $1,200 to $1,250 in child support from her ex-husband.
Defendant testified that he used medical marijuana. He admitted growing the marijuana found in his home, and estimated the crop's canopy area was 65 to 70 square feet. His most recent harvest in December 2008 yielded about two and one-half pounds of cola, for an average of one-half ounce per plant.
Jason Browne, a marijuana careerist, testified he was an "expert witness" on marijuana cultivation and the "medical marijuana industry." He was a
According to Browne, the canopy area is the best factor to determine a marijuana plant's yield, as the leaf area determines how much energy from light can be used to produce cola.
Browne testified that sunlight emits about 100 watts per square foot to outdoor marijuana plants. 100 watts of light per square foot should yield 1.75 ounces of marijuana per square foot of canopy. Defendant's garden had 9,000 watts of light with a 255-square-foot grow room, or 35.29 watts per square foot, which is 35.29 percent of the energy of full sunlight.
The case before us involves compelling evidence of guilt. Defendant was growing significantly more plants than allowed under state and county
The trial court nonetheless granted defendant's motion for new trial based on juror misconduct. Our analysis shows that the jury did not commit misconduct, but rather showed a healthy skepticism that is at the core of the jury's function.
After the verdict, defendant filed a motion for new trial, alleging several grounds including juror misconduct. Attached to the motion was a declaration from defense counsel, and affidavits from defense expert Browne and one of the jurors.
Defense counsel's declaration stated that he talked to some jurors after the verdict and asked what they thought of the defense expert. The presiding juror, Juror No. 6, told counsel the jury did not feel Browne was quite "straight" with them. Asked to explain, Juror No. 6 said the jurors thought Browne's use of the total area of the grow room as a factor in the equation he used to calculate yield was not right because the light would be focused on the plants, so they used a smaller area as that factor to recalculate the yield.
A defense investigator contacted another juror, Juror No. 3, who told the investigator that he suggested the alternative factor to the other jurors. Based on his engineering background, Juror No. 3 thought Browne's calculation underestimated yield because the light would be focused on the plants.
Browne's affidavit stated: "There is no basis in science or experience which would support the change which appears to have been made by the jury." According to Browne, the jurors were wrong to calculate the watts per square foot by using the area where the plants were growing rather than the area of a whole room. Light energy would be dispersed throughout the room no matter how the lights were hung. Any figure obtained by use of the
Juror No. 1's affidavit stated the jurors discussed Browne's testimony and his calculations. Juror No. 3 had an engineering background and indicated he disagreed with the expert's calculations. While discussing Browne's testimony, some jurors stated the light would be more focused on the plants rather than dispersed equally throughout the room. Some jurors suggested the yield should be recalculated determining and utilizing the ratio based on the area under the lights as a factor in Browne's equation, rather than the whole area of the room. Juror No. 3 borrowed a calculator from another juror and recalculated the plants' yield. The new figure was discussed and applied during deliberations.
In the opposition to defendant's motion, the People argued most of the statements in the declaration and affidavits were barred under Evidence Code section 1150 as they went to the jury's thought process, and any misconduct was not prejudicial. Defendant contended the jury committed misconduct by bringing in outside evidence—the "new formula" suggested by Juror No. 3 to determine the yield from marijuana plants.
The trial court concluded that while most juror statements are inadmissible, Evidence Code section 1150 did not bar statements which are themselves misconduct. Based on Juror No. 1's affidavit and the declarations of counsel, the trial court found one juror disagreed with the defense expert's method of calculating marijuana yield based on that juror's engineering background. It concluded the yield of defendant's marijuana plants was a key issue in the case, and by using a "new formula," one which overstated the yield, the jury committed prejudicial misconduct warranting a new trial.
"In determining misconduct, `[w]e accept the trial court's credibility determinations and findings on questions of historical fact if supported by substantial evidence.' [Citation.]" (People v. Collins (2010) 49 Cal.4th 175, 242 [110 Cal.Rptr.3d 384, 232 P.3d 32] (Collins).) We review independently whether those facts constitute misconduct. (Ibid.)
The People attack the trial court's evidentiary rulings and the ruling on jury misconduct. They assert defense counsel's declaration was based on information and belief or inadmissible hearsay, and therefore insufficient to support a motion for new trial based on juror misconduct. The People further contend that the only statements in Juror No. 1's affidavit which were admissible were any statements that might constitute misconduct or statements open to other sources of corroboration such as sight or hearing. Applying this standard, the People claim the only possible admissible statements in Juror No. 1's declaration were that Juror No. 3 had an engineering background, he indicated his disagreement with the defense expert's calculations, some jurors suggested that the yield should be recalculated by substituting one factor in Browne's equation—one quantifying the area under the lights rather than the whole room—and Juror No. 3 borrowed a calculator from another juror and recalculated the yield of the plants.
The People conclude the admissible evidence identified above was insufficient to support the trial court's finding of juror misconduct. Moreover, even if all of the statements in the declaration and affidavits were admissible, the People contend it still did not prove juror misconduct.
Evidence Code section 1150 plays an important role in protecting the finality of jury verdicts. A verdict cannot be impeached simply because it was mistaken or erroneous. (People v. Romero (1982) 31 Cal.3d 685, 694 [183 Cal.Rptr. 663, 646 P.2d 824].) "To grant a new trial in these circumstances would permit enterprising but dissatisfied litigants to cull the jurors' deliberations" and undermine the "stability of verdicts." (Id. at p. 695.) Accordingly, Evidence Code section 1150 "`prevents one juror from upsetting a verdict of the whole jury by impugning his own or his fellow jurors' mental processes or reasons for assent or dissent. The only improper influences that may be proved under [Evidence Code] section 1150 to impeach a verdict, therefore, are those open to sight, hearing, and the other senses and thus subject to corroboration.' [Citation.]" (Sanchez-Corea v. Bank of America (1985) 38 Cal.3d 892, 910 [215 Cal.Rptr. 679, 701 P.2d 826].)
Juror No. 1's affidavit related Juror No. 3's express disagreement with Browne's formulaic calculation, jurors' discussion of his testimony, and how jurors came to substitute a factor in Browne's formula for calculating marijuana yield. Although some of the affidavit is related to the jurors' thought process, it is nonetheless based on external, verifiable conduct and statements rather than a juror's internal thoughts left unexpressed until a motion for new trial. As such, we conclude Juror No. 1's affidavit was properly admitted.
A juror commits misconduct by making a "claim to expertise or specialized knowledge of a matter at issue." (In re Malone (1996) 12 Cal.4th 935, 963 [50 Cal.Rptr.2d 281, 911 P.2d 468].) Nonetheless, "[i]t is not improper for a juror, regardless of his or her educational or employment background, to express an opinion on a technical subject, so long as the opinion is based on the evidence at trial. Jurors' views of the evidence, moreover, are necessarily informed by their life experiences, including their education and professional work." (Ibid.) Jurors "`must be given enough latitude in their deliberations to permit them to use common experiences and illustrations in reaching their verdicts. [Citations.]' [Citation.]" (People v. Cumpian (1991) 1 Cal.App.4th 307, 316 [1 Cal.Rptr.2d 861].)
The jury's considerable leeway to experiment with the evidence is most clearly stated in Collins, supra, 49 Cal.4th 175. In Collins, a capital case, the victim was killed by a bullet which entered the right rear of the head and exited through the right forehead. (Id. at p. 184.) The coroner's testimony established this was consistent with the victim kneeling and the shooter standing, and with the victim's head tilting backward. (Id. at pp. 235-236.) During penalty phase deliberations, Juror G.B. worked out height patterns on his computer and determined "`that anyone standing six feet away from another person would have to just about be standing on a stool two and a half
Juror G.B. conducted a demonstration of his conclusions to fellow jurors the following day. (Collins, supra, 49 Cal.4th at p. 238.) He did not tell them about using his computer, "but relied on it `to back up the statements that were made in the deliberation room about an execution instead of a murder.'" (Ibid.) Juror G.B. used a protractor, some string, and the help of another juror to demonstrate his theory to the jury. (Ibid.) Since the medical evidence gave no specific angle of trajectory other than it was slight and downward, Juror G.B. placed the protractor at about five to 10 degrees. (Ibid.) The string was positioned at the center of the protractor and held six feet away because the nearest footprints to the body were found six feet away. (Ibid.)
The trial court found this was prejudicial juror misconduct and granted the defendant's motion for a new trial on the penalty phase. (Collins, supra, 49 Cal.4th at p. 240.) The People appealed and the Court of Appeal reversed. (Id. at p. 241.) The Supreme Court affirmed the Court of Appeal. (Id. at p. 262.)
After examining examples of permissible and impermissible experiments, the Collins court concluded: "Not every jury experiment constitutes misconduct. Improper experiments are those that allow the jury to discover new evidence by delving into areas not examined during trial. The distinction between proper and improper jury conduct turns on this difference. The jury may weigh and evaluate the evidence it has received. It is entitled to scrutinize that evidence, subjecting it to careful consideration by testing all reasonable inferences. It may reexamine the evidence in a slightly different context as long as that evaluation is within the `"scope and purview of the evidence."' [Citation.] What the jury cannot do is conduct a new investigation going beyond the evidence admitted." (Collins, supra, 49 Cal.4th at p. 249, original italics.) Since the experiment did not go beyond the admitted evidence, it was not misconduct. (Id. at p. 256.)
A decision from the Eighth Circuit provides additional guidance on the distinction between proper and improper experimentation by the jury. Banghart v. Origoverken, A.B. (8th Cir. 1995) 49 F.3d 1302 (Banghart)
The Eighth Circuit held the experiment was not misconduct because the jurors "were not exposed to extrinsic evidence, but merely tested the truth of statements made concerning the design of the stove. [Citation.] Thus, neither the wooden matches and toothpicks used in the experiment, nor the experiment itself were extrinsic evidence." (Banghart, supra, 49 F.3d at p. 1307.) The court distinguished this experiment from two examples of improper experimentation: "(1) a situation in which a jury conducted an experiment outside of the presence of the other jurors and reported the results to the other jurors, thus subjecting the other jurors to extrinsic testimony; or (2) a situation where the jurors considered physical evidence which was not admitted at trial. [Citation.]" (Ibid.)
This is not a new concept. Among the cases considered by the Supreme Court in Collins was Higgins v. L. A. Gas & Electric Co. (1911) 159 Cal. 651 [115 P. 313] (Higgins), which in turn relied on Taylor v. Commonwealth (1893) 90 Va. 109 [17 S.E. 812]. (Collins, supra, 49 Cal.4th at pp. 243-244.) In Taylor, a murder case, the defendant introduced evidence that firing pin marks on four shells fired from his gun did not match the marks found on expended cartridges found at the scene. (Taylor, supra, 17 S.E. at p. 815.) In deliberation, the jury dismantled and examined the rifle, concluding the firing pin had been tampered with. (Ibid.) The Virginia Supreme Court held this was not juror misconduct. (Id. at pp. 815-816.)
Our Supreme Court characterized the Taylor decision as follows: "A more acute prosecuting attorney might have caused the examination to have been made in open court and thus have demonstrated the trick and fraud, but his failure to do so afforded no ground for overthrowing the verdict of an intelligent and scrutinizing jury which, making its own examination of the evidence admitted to prove or disprove the very fact, discovered that the [firing pin] `had been . . . tampered with and fixed for the occasion of the trial.'" (Higgins, supra, 159 Cal. at pp. 658-659; accord Collins, supra, 49 Cal.4th at p. 244.)
The instant case is indistinguishable from this example. Defendant's expert could have been cross-examined on whether a marijuana grower would allow the light for his crop to be evenly dissipated throughout the room rather than concentrated on the crop. The absence of such questioning did not deprive the jury of its right to make an independent examination of the evidence.
The order granting a new trial is reversed and the cause is remanded with directions to the trial court to deny the motion for a new trial.
Raye, P. J., and Hoch, J., concurred.